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Portrait of Deng Xiaoping

Deng Xiaoping

Twice-purged Chinese Communist leader who returned to open China's economy to markets, lifting hundreds of millions out

Great Man of History

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Who is Deng Xiaoping?

Twice-purged Chinese Communist leader who returned to open China's economy to markets, lifting hundreds of millions out of poverty.

Category
Politician
Born
1900s

Great of History profile

A five-foot Sichuanese party soldier, purged three times and trusted by nobody's ideology but the party's, Deng survived by submitting, waited out his tormentor, and then used a quarter-century of informal, untitled power to let China get rich by whatever worked, while crushing, with the same pragmatism, anyone who looked like a threat to the party's monopoly.

Top traits

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Critical acts

  1. 1

    Choosing the party over a career (France and Moscow, 1920-1926)

    He gave up on a diploma and "devoted himself to the radical cause." He quit Hutchinson a second time, "proudly informing the shop foreman of his 'refusal to work,'" and the company recorded that he "would not again be given work there."

  2. 2

    Refusing to bless the Cultural Revolution (November 1975)

    He dodged, carefully but unmistakably. After consulting Zhou, Ye Jianying and Chen Yun, and taking a line suggested by Ji Dengkui, he told the meeting: "During the Cultural Revolution.... I was in the Peach Blossom Grove. I didn't even know what happened in the Han dynasty, to say nothing of what followed later during the Wei and Jin dynasties."

  3. 3

    Breaking the "two whatevers" and taking the helm without the crown (1977-1978)

    He moved in stages. First he wrote a loyal letter calling Hua "the most appropriate person to succeed Mao" who could provide stability "for at least fifteen or twenty years." Then he asked only to take charge of science and education, and used that post to restore university entrance examinations in 1977: "We will end the system of recommendations."

  4. 4

    Opening China: Tokyo, Singapore, Washington, Shenzhen (1978-1980)

    In fourteen months from January 1978 he "undertook a whirlwind tour of more countries than he had visited in his entire lifetime": Burma, Nepal, North Korea, Japan, Thailand, Malaysia, Singapore and the United States.

  5. 5

    Sending in the army (Beijing, May-June 1989)

    On April 25, handed a Beijing report that students were attacking him by name, Deng called it "not an ordinary student movement; this is a rebellion... We must do everything possible to avoid bloodletting, but we should understand that it will probably be impossible to avoid it completely."

  6. 6

    The Southern Tour: one last push from retirement (January-February 1992)

    He went round Beijing. On January 17, 1992 a special train left the capital without notice to "other central party leaders, not even Jiang Zemin": it was billed as a "family vacation" for seventeen Dengs.

Maxims

  • Keep the needle, show the cotton

    Mao's advice to Deng in 1973 was to "hide the needle in the cotton," and Deng's colleagues "rarely sensed a ball of cotton." He dressed hard decisions in folksy proverbs and softened his manner for foreigners, but he never softened the decision itself.

  • A good cat is one that catches mice

    Judge an arrangement by results, not by its ideological colour. He said it in 1962 and retracted it within weeks, then spent the 1980s proving it with household contracts and special zones. See The Yellow Cat and the Deleted Sentence.

  • Grope for the stones; don't pretend to have a bridge

    He admitted in 1978 that he had no blueprint and "groped for the stepping stones as he crossed the river." Experiment locally, and widen only what works.

  • When you fall, walk in circles and think

    Three purges, and each became a sabbatical. In Jiangxi he gave up his sleeping pills, paced five thousand steps a day, and came back knowing what China needed. See Five Thousand Paces Around the General's House.

  • Sign the letter; keep the plan

    He wrote his tormentor that the Cultural Revolution "saved someone like me," and three years later refused to endorse it. Pantsov calls it hypocrisy and Vogel calls it tactics; either way, it got him back into power. See The Letter to His Tormentor.

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Part IThe Story

Five Thousand Paces

In October 1969, Deng Xiaoping, his wife Zhuo Lin and his stepmother were flown to Jiangxi and housed, under guard, in the two-story house of the former superintendent of the Nanchang Infantry School. He was sixty-five. For fourteen years he had sat on the Standing Committee beside Mao and Zhou Enlai. Now he was purged, and each morning he washed his head with an icy towel, studied Mao for an hour, and walked with Zhuo Lin to a county tractor-repair workshop, where he worked as a fitter, as he had in French factories half a century earlier. The workers called him "Old Deng."
Earlier that year their daughter had told them what had happened to their son Pufang. Ezra Vogel, following the family, says Pufang "fell from a high window." Alexander Pantsov says that after another interrogation he "snapped" and "jumped from the fourth story." Hospitals had refused to treat "this 'loathsome offspring of the black gang,'" and he was paralysed from the chest down. Zhuo Lin "cried for three days and nights while Deng sat in silence, smoking cigarettes one after another." When Pufang finally joined them in June 1971, Deng helped turn him, wash him and massage him.
Every afternoon, his daughter recalls, Deng walked about five thousand paces, forty times around the house. "He walked around and around, day after day, year after year." Two months after arriving, he gave up the sleeping pills he had depended on for years. He "never let his emotions run away with him. He did not become depressed; he never gave up hope." A colleague said later that "Mao did not realize how much Deng had changed" there.
He came out of that garden, eventually, to run China for fourteen years without ever becoming its chairman or premier. He let the country get rich by whatever worked, and he crushed, with the same pragmatism, anyone who looked like a threat to the party's monopoly. His two principal biographers read him very differently. Vogel is fuller and more sympathetic; Pantsov, who draws on Deng's Comintern dossiers in Moscow, calls Vogel "quite uncritical and lacking in objectivity." Where they disagree, both views are given here. This is one of the lives in The Anatomy of Greatness, and it is one in which the achievement and the cost cannot be pulled apart.

By the Numbers

The Deng Record

16His age when he sailed for France, the youngest of 84 Sichuanese students
3Times he was purged: 1933, 1966 and 1976
94Cars per worker per year at Nissan's Zama plant, 'ninety-three cars a year better than China's best'
7 monthsFrom the Third Plenum to the founding of the special economic zones
6.1M → 3.2MSize of the People's Liberation Army, 1975 to 1988
300–2,600Demonstrators killed in Beijing in June 1989, per the 'most reliable' foreign estimates Vogel cites
12.2%Average annual GDP growth, 1991–1995, after the Southern Tour

Doctor of the Mimeograph

At sixteen Deng was the youngest of eighty-four Sichuanese students sent to France on the "diligent work and frugal study" scheme. He had failed the French-language exam, and his father sold land to pay his passage. Within three months of his arrival the Sichuan foundation cut off funds, and the students found themselves doing jobs "that French workers tried to avoid." At Schneider's ordnance works Deng, "not yet seventeen and just five feet tall," used metal pincers to pull molten steel from furnaces. He lasted three weeks. He made paper flowers, and later rubber galoshes at Hutchinson for fifty-four hours a week. When he had saved enough for college, the fees at Châtillon-sur-Seine turned out to be higher than he had thought. Later he "noted sarcastically that living in France he studied nowhere and only worked."
He gave up on a diploma and "devoted himself to the radical cause." He quit Hutchinson a second time, "proudly informing the shop foreman of his 'refusal to work.'" He moved to Paris to cut stencils and run the mimeograph for Zhou Enlai, earning the name "Doctor of the Mimeograph," and "became in effect an apprentice where he could observe how Zhou Enlai... went about building an organization." He joined the party in 1924, before he was twenty.
Pantsov reads the choice partly as resentment: "Dissatisfaction with a society that had no place for him accelerated Deng's move toward the left." Vogel stresses what he gained. In France Deng "discovered the West, Marxism, the world of work, the organizational work of the party," and "his personal identity had become inseparable from that of the party." After leaving home at sixteen he never again saw his parents or his village.

Ivan Sergeevich Dozorov

When the French police marked him for arrest in January 1926, he fled by train to Moscow. There, as student no. 233 under the name "Ivan Sergeevich Dozorov," he "absorbed the new material like a sponge," sitting in class eight hours a day, six days a week. In his entry autobiography he wrote that he was "determined to wholly communize my thoughts and actions after learning to maintain iron discipline... From now on I shall wholeheartedly accept party education, submit myself to party leadership." When Chinese students protested the Comintern's ban on Chinese party meetings, Pantsov notes: "Not Deng."
At twenty-two, in a class essay, he set down a view of power he never abandoned: "Centralized power flows from the top down. It is absolutely necessary to obey the directions from above. How much democracy can be permitted depends on the changes in the surrounding environment." Vogel notes that these ideas "remained unchanged throughout his life."
Moscow gave him something else he would use half a century later. It was 1926, the New Economic Policy was "in full bloom," the shops were full, and the students breakfasted on eggs, sausages and "occasionally even caviar." Deng read Bukharin's call to the peasants to "enrich yourselves." Both biographers trace his 1980s reforms, "a market economy under Communist leadership," back to that year. Pantsov says flatly that the theory of reform "did not originate with him."

The Underground and the First Purge

The Shanghai underground taught him "never [to leave] a paper trail that might implicate other party members... from this time on, he always kept the names and locations of key members in his head, not on paper." The habit would save him decades later.
His record as a young commander was mixed. In Guangxi in 1930 he "lost patience and decided to lead a small company ahead, leaving the main body behind," and that column "was totally destroyed." In March 1931 he left the Seventh Red Army for Shanghai. He always insisted he had the front committee's approval, but Pantsov notes that he wrote to its commander that day, "As it is impossible for me to catch up with you, please fight your own way through," and that a fellow officer disbelieved his story. Red Guards later called it cowardice. In 1972 Deng called it "one of the worst mistakes of my life... in a political sense." Vogel records the self-criticism and the later accusation, but not Pantsov's doubts.
In Jiangxi in 1933 he was purged for the first time, for leading a "Mao faction." He wrote a second self-criticism "and then a third": "All I want is to engage in practical work as soon as possible." The purge "would prove to be a blessing for his career, because it gave Mao lasting confidence in Deng's loyalty." Four decades later Mao still cited it: "He was the chief of the so-called Maoists."

Charging Ahead

"As a disciplined military officer, when given orders, Deng was known for charging boldly ahead, even when he knew that there would be heavy casualties." On the march to the Dabie Mountains in 1947 he "did not hesitate to charge ahead, despite the certainty of heavy losses." At Huai Hai, when Liu Bocheng wanted more trenches, "Deng insisted on charging ahead," and he was later criticised "for causing more casualties than necessary." Vogel applies to him the Chinese saying that he would "move heavy things as if they were light."
He also learned to build a team. In the civil war border region "a key responsibility was to identify and cultivate promising young Communist organizers, two of whom, Zhao Ziyang and Wan Li, would play a large role after 1978."
Then came the Southwest, and the first great disagreement between his biographers. In 1950–51, Vogel says, Deng was "praised by Mao for his success in land reform by attacking landlords, killing some of the landlords with the largest holdings." Pantsov counts 8,389 executions in western Sichuan in six months, records that Deng proposed executing "between one-half and two-thirds of all counterrevolutionaries," and quotes Mao writing to him: "We should not kill too many people."

Mao's Enforcer

From 1952 to 1966 he watched Mao and Zhou decide national questions from inside the Standing Committee. He had already been at the August 7, 1927 emergency meeting and at Zunyi in 1935, taking notes. Vogel concludes that "it is difficult to imagine how anyone could have been much better prepared." He had also, in Moscow in 1956, watched Khrushchev's speech damage the Soviet party, and from then on he "was determined to maintain respect for the Chinese Communist Party."
In 1957 Mao "tapped Deng to manage" the Anti-Rightist campaign against some 550,000 intellectuals. Vogel says Deng was "disturbed that some intellectuals had arrogantly and unfairly criticized officials," and that the attacks "would not be forgotten by China's intellectual elite." Pantsov says he "took on the job with relish," calling the critics "a snake which has slithered out of the earth... strongly seized by the tail." In 1980 Deng admitted only to "broadening the scope of the struggle." The same split runs through the Great Leap Forward. Vogel's Deng was "an obedient official" who later told his daughter he "regretted not doing more to stop Mao." Pantsov's Deng "enthusiastically backed" it.
Mao's recurring joke was that Deng "appears to be soft like cotton, but he is actually sharp as a needle." Vogel adds that "many of Deng's colleagues rarely sensed a ball of cotton."

The Yellow Cat and the Deleted Sentence

After the Great Leap famine, peasants in Anhui began farming leased plots on household contracts, and by summer 1962 about 20 percent of China's peasants were on them. Mao had gone to Hangzhou. When Mao's secretary returned from Hunan reporting that peasants "persistently demanded" land by household, Deng wrote one word on the report: "Approved!"
At a Secretariat session in late June he said: "The comrades from Anhui said, 'It doesn't matter if the cat is black or yellow, as long as it can catch mice it is a good cat.' These words make good sense." On July 7 he repeated it to the Youth League, this time as a Sichuan proverb from Marshal Liu Bocheng, and gave it a theory: "Our sole aim is to win by taking advantage of given conditions... we should not stick to a fixed mode of relations of production but adopt whatever mode that can help mobilize the masses' initiative."
Mao came back to Beijing enraged, shouting at Liu Shaoqi from his swimming pool: "What's going to happen after I'm dead?" Chen Yun retreated into an "illness" that lasted until 1978. Deng "hurriedly called Hu Yaobang... requesting that he quickly delete a sentence about yellow and black cats from the stenographic report of his speech." The deletion did not save him. Thirteen years later Mao was still citing "the business of the 'white cat,' 'black cat'" as proof that Deng "does not understand Marxism-Leninism." In popular memory the yellow cat became a white one, and the line outlived the man who had tried to erase it. Within a single month, the story shows Deng's pragmatism at its bravest and his caution at its most craven.
It does not matter if it is a yellow cat or a black cat, as long as it catches mice.
— Deng Xiaoping, July 7, 1962

The Letter to His Tormentor

In 1966 the Cultural Revolution swept him from power. In 1968 a "special case team" combed his past for crimes. "He was fortunate that early on he had learned to leave no notes." Then came Jiangxi.
In September 1971 Lin Biao died fleeing to the Soviet Union. Deng heard it first from Pufang's shortwave radio but "waited almost two months, until the news became official." On November 6 he sat in the front row of the tractor workshop, because he was deaf in one ear, for a two-hour reading of the Central Committee documents. Two days later he wrote straight to Mao. He had been "shocked and angered to learn of the despicable crimes," and "had it not been for the brilliant leadership of the Chairman... the plot might have succeeded." Then he asked: "I have no requests for myself, only that some day I may be able to do a little work for the Party... I am longing for a chance to pay back by hard work a bit of what I owe. Chairman, I sincerely wish you long life."
In August 1972 he went further. He confessed to "establishing an independent kingdom," regretted backing household contracts, and declared that the Cultural Revolution "had to be done, and by so doing it saved someone like me." Pantsov is scathing: "At this time, in the room next door lay his eldest son, half-paralyzed... Did Deng ever reflect that he was writing a letter of gratitude to the man responsible?" Pantsov argues that "until Mao became really decrepit, Deng served him slavishly." Vogel reads the same letters as tactics: "Deng knew well what kind of letter would be most appealing to Mao," and was aware "that Mao would be unlikely to place a bold seasoned leader like himself in anything less than a high position."
Eleven days after the second letter Mao wrote that Deng "must be distinguished from Liu Shaoqi." In February 1973 Deng went home.

The Peach Blossom Grove

Mao brought him back and in 1973 told him to "hide the needle in the cotton." In 1975, with Zhou Enlai dying, Deng ran the government, and his "consolidation" began to undo the damage of the Cultural Revolution. He broke the rebel hold on the Xuzhou railway junction, refusing Wan Li's estimate of six months, giving him a written central order, and backing him with work teams that "would include troops ready to use force if necessary." He covered himself by quoting Mao on the need "to make revolution, promote production... and to ensure preparedness in the event of war." Vogel calls this "vintage Deng. Paint the broad picture, tell why something needed to be done, focus on the task, cover the ideological bases."
Mao, eighty-two and failing, wanted a guarantee that his successors would not repudiate the Cultural Revolution. He asked Deng to chair a Politburo meeting and a drafting group that would declare it a success, with the ratio set at "70:30." "For more than four decades, Deng had followed Mao's orders and had said what Mao wanted to hear." His son was in a wheelchair.
In November 1975 he dodged, carefully but unmistakably. "During the Cultural Revolution.... I was in the Peach Blossom Grove," he told the meeting. "I didn't even know what happened in the Han dynasty, to say nothing of what followed later during the Wei and Jin dynasties." The allusion was to Tao Yuanming's villagers, cut off from the world, and Mao himself had used it a week earlier. Had he affirmed the Cultural Revolution, Bo Yibo later said, "he could not have restored order" or launched reform. Pantsov, who argues that Deng was a loyal Maoist until this point, calls it the moment when "unexpectedly, however, Deng displayed some character."
It cost him everything in the short run. After the April 5, 1976 crowds in Tiananmen mourned Zhou and implicitly cheered Deng, Mao had him "stripped of all his positions," though "allowed to remain in the party to see how he behaves." Deng wrote the next day thanking the Chairman "for allowing me to remain in the party." But the refusal kept him untainted by the Cultural Revolution, and that made his return possible.

Emancipate Our Minds

After Mao's death, his chosen heir Hua Guofeng held every top title and ruled under the "two whatevers": whatever Mao decided and instructed must still be followed. When Hua's allies asked Deng to affirm the formula as the price of rehabilitation, he refused, because doing so would make it impossible to explain the reversal of the verdicts on himself and on Tiananmen. Any open challenge to Mao's legacy would brand him "China's Khrushchev," and any open grab for Hua's offices would split the party.
He moved in stages. First he wrote a loyal letter calling Hua "the most appropriate person to succeed Mao," good for "at least fifteen or twenty years." Then he asked only to take charge of science and education, and used that post to restore university entrance examinations in 1977: "We will end the system of recommendations," which "had become thoroughly corrupt." When the article "Practice Is the Sole Criterion for Judging Truth" appeared in May 1978, he praised it after the row began and let it rally officials who "dared not say so publicly" that Hua was not up to the job.
On December 13, 1978 he gave the speech that defined the era. Its theme was "how to emancipate our minds, seek the true path from facts, and unite as one, in looking to the future." "The thing to be feared most is silence," he said. "Every wrong should be corrected," but "to go into every detail is neither possible nor necessary." The Third Plenum that followed turned the party from class struggle to economic work.
Hua kept his titles; Deng took the power. Hua gave up the premiership in 1980 and the party chairmanship in 1981. Deng did not take the chairmanship. He gave it to Hu Yaobang and kept for himself the chairmanship of the Military Commission. "Deng never even became chairman of the party or premier."
Emancipate our minds, seek the true path from facts, and unite as one, in looking to the future.
— Deng Xiaoping, speech to the central work conference, December 13, 1978

Now I Understand What Modernization Is

In 1978 China was closed. Its big factories ran on "technology imported from the Soviet Union in the 1950s," and peasant income averaged "only US$40 per year." In fourteen months from January 1978, Deng "undertook a whirlwind tour of more countries than he had visited in his entire lifetime."
In late October 1978 he toured Nissan's Zama plant, "arguably the most automated automobile factory in the world." Told it produced ninety-four cars per worker per year, he remarked that this was "ninety-three cars a year better than China's best." "Now I understand what modernization is," he said. The next day he became the first Chinese Communist leader to hold a Western-style press conference, before four hundred reporters. Asked about the Cultural Revolution, he did not blame Mao alone: "These were not just Mao's mistakes, they were all our mistakes... We are very poor. We are very backward."
In Singapore on November 12, Lee Kuan Yew had prepared a spittoon and an ashtray with a special smoke duct, but Deng, "who had been informed about Lee's views and allergies, did not spit or smoke in Lee's presence." The next morning Lee Kuan Yew told him that the Southeast Asian countries "were more worried about China than about Vietnam," because Chinese radio urged revolution on their ethnic Chinese. "To Lee's surprise, Deng then asked, 'What do you and the ASEAN countries want us to do?' Lee replied, 'Stop the radio broadcasts.'" Lee was struck that Deng, "unlike virtually all other leaders whom he had met, was willing to change his mind when confronted with an unpleasant truth." Within weeks the Chinese press stopped calling Singaporeans "running dogs of American imperialism."
Three months later, at a rodeo in Simonton, Texas, a girl on horseback galloped up and handed him a ten-gallon hat. Orville Schell watched as "Deng theatrically dons his new hat" and "in this one simple gesture... [gives] his own people permission to join him in imbibing American life and culture." It was theatre serving a policy. At home he backed Guangdong and Fujian's plan for "special zones": "[The party center] has no money. So we will give you a policy that allows you to charge ahead and cut through your own difficult road." The zones were founded on August 26, 1979, "only seven months after the Third Plenum." Pantsov adds a structural caveat: it was overseas Chinese money and "the extraordinary cheapness of Chinese labor" that "made Shenzhen, Zhuhai, and other SEZs grow."

The War He Announced in the Oval Office

On January 29, 1979, in the middle of that American visit, Deng asked Carter for a private meeting. In the Oval Office, "in a grave but resolute manner Deng told of his plans to deliver a punitive strike in Vietnam." Vietnam had just overrun Cambodia and signed a treaty with Moscow. The next morning Carter read him a handwritten note warning that an attack "would cause serious concern in the United States." Deng, "smoking one cigarette after another," held firm. Marshal Ye Jianying openly opposed the war. Pantsov writes that Deng "ignored him; he craved a war with Vietnam," and cites observers who thought he wanted it "to establish his own total control over the military." He started the war straight after the American visit so that Brezhnev would suspect collusion. "Brezhnev was really flummoxed," Pantsov says, and "did not respond with force."
On February 17 some two hundred thousand troops crossed the border. The Vietnamese fought far better than expected, and the army withdrew after twenty-nine days, "leaving behind ruined cities and burnt villages." Vogel cites estimates of up to 25,000 Chinese killed; Pantsov puts Vietnamese dead at about 10,000. "Deng claimed that China had taught the Vietnamese a lesson," Vogel writes, "but... it was the battle-tested Vietnamese who taught the Chinese a lesson." Both agree Deng won what he wanted at home.
At home, too, the limits were drawn. In March 1979 Wei Jingsheng, who had called Deng a "fascist dictator," was arrested hours after the new order against Democracy Wall, and "according to various sources, Deng personally gave the order for his arrest." The same month Deng laid down the Four Cardinal Principles: "defend the socialist path, the dictatorship of the proletariat, the leadership of the party, and Marxism-Leninism and Mao Zedong Thought."

Groping for the Stones

In 1978 he "did not have a clear blueprint." He "groped for the stepping stones as he crossed the river." Decollectivisation is the clearest case, and the credit is contested. Pantsov gives it to eighteen Xiaogang households who "decided to divide up the land... on a completely individual basis" in December 1978 and "swore to keep everything secret." Grain output rose sixfold, and "a cautious Deng swung around to support this development only a year and a half after the beginning of this reform." Vogel's Deng said in 1979 only that starving peasants "should be allowed to find a way to survive," which "even conservative opponents could not easily criticize," made sure the successes "were widely publicized," and declared his support in May 1980.
He ran China from his home office, reading documents from 9 a.m. and marking them with "his circles of approval," while Hu Yaobang and Zhao Ziyang chaired the meetings. Zhao later called them "more like staff assistants than decision-makers." Deng rarely called the Standing Committee: "What would two deaf people [Deng and Chen Yun] talk about?" He "took no notes when he read," returned every document the same day, and gave hour-long lectures from memory. Mao had called him "a walking encyclopedia."
He attacked "life tenure in leading posts" as an "institutional defect," bought the old cadres' retirement with housing and official cars, and built a Central Advisory Commission designed to die with them. He cut the army from 6.1 million to 3.2 million, because "in a single unit there are five or six tables of officers playing mahjong." And he gave his "strong support" to birth control. In 1981 Document No. 1 ordered "legal, administrative, and economic measures to encourage couples to have but one [child]." Vogel says "no other society in the world has enforced such a stringent birth control policy." Pantsov adds that it was enforced "through intrusive, and not infrequently coercive, means."
He also discarded loyal lieutenants when the party needed it. He dropped Hu Yaobang, his own choice as party leader, in January 1987 after student protests.

June Fourth

In April 1989 Hu Yaobang's death set off student protests that spread to "fifty-one cities." Inflation had frightened the cities. Deng was eighty-four, "went out less, talked to fewer people, and no longer had a keen sense of the public mood." Placards read: "You are old, Xiaoping! When a person turns eighty he turns stupid!"
On April 25 he called it "not an ordinary student movement; this is a rebellion... We must do everything possible to avoid bloodletting, but we should understand that it will probably be impossible to avoid it completely." His words became the April 26 editorial branding the protests "turmoil," and he refused to retract it, because he "believed that indecision and reversing decisions could only weaken party authority." On May 17, at his home, with only Hu Qili backing Zhao Ziyang's conciliation, he decided: "we should bring in the People's Liberation Army and declare martial law." When the first troops were blocked, the army came back on the night of June 3–4 with live ammunition. At Muxidi, troops fired AK-47s "directly at the crowds," and armoured vehicles charged ahead, "running over anyone who dared to stand in their path."
Official figures gave "more than two hundred" dead. The "most reliable" foreign estimates Vogel cites put the toll "somewhere between 300 and 2,600." Pantsov gives "between 220 and 3,000," among them "a nine-year-old child," and records Beijing residents whispering "Deng Xiaoping, you killed children!" Zhao was put under house arrest until his death in 2005, and Deng "never answered Zhao's letter and the two never again met." Vogel sets out the case for and against and concludes, "We must admit that we do not know," noting two decades of stability and growth afterward. Pantsov calls it the "Tiananmen massacre" and Deng "the murderer of China's young fighters for democracy," whose shame is "everlasting."

The Southern Tour

After Tiananmen the conservatives were in the ascendant, reform was being blamed for "bourgeois liberalization," and Jiang Zemin was hedging. Deng had given up his last post in November 1989. He was eighty-seven and held no office at all.
He went round Beijing. On January 17, 1992 a special train left the capital without notice to "other central party leaders, not even Jiang Zemin," billed as a "family vacation" for seventeen Dengs. On the platform at Wuchang he complained that "there are more documents than there are hairs on a cow," and gave his main point: "Whoever is against reform must leave office." In Shenzhen and Zhuhai he urged officials to "be bolder," not to "act like women with bound feet," and to learn from Singapore. "Planning is not the same as socialism, and markets are not the same as capitalism," he said, and "socialism is not poverty." Pantsov notes that he "appealed directly to the masses over the heads of the leaders in Beijing," the same manoeuvre "repeatedly employed by the Great Helmsman."
It worked within weeks. Jiang was soon telling officials to quicken reform, and the Fourteenth Congress adopted the "socialist market economy." Between 1991 and 1995, Pantsov reports, GDP grew "78.3 percent, or average annual growth of 12.2 percent."
It was his last act. He died on February 19, 1997. At his wish the funeral was simple, his body was not put on display, and his ashes were scattered over the Yellow Sea. Late in life he had rated himself "fifty-fifty in merits and demerits," and said that if a biography were written "it should include both good and bad things, even the mistakes one has made."

Part IIThe Playbook

Deng's methods are the methods of a man who never had a mandate of his own. He had no ideology but the party's, no faction strong enough to protect him, and three purges behind him. What he had was patience, a ruthless sense of what worked, and an unusually fine instrument for reading the room. These principles are what made him effective. The last of them is what makes him impossible to admire without reservation.

Principle 1

Judge by results, not by colour

The cat line of 1962 and the Southern Tour of 1992 say the same thing thirty years apart: "we should not stick to a fixed mode of relations of production but adopt whatever mode that can help mobilize the masses' initiative," and "planning is not the same as socialism, and markets are not the same as capitalism." He opposed the "two whatevers" because a policy was correct when it produced results, not because Mao had said it. "If something was working, that policy or that person garnered support."
He applied the same rule to people and to himself. "Anyone who does things makes mistakes. If what a person did was 70 percent correct, that is very good."
Tactic: Evaluate a policy, product or process by what it delivers, not by whose label it carries, and judge people by their ratio of right calls rather than by their worst mistake.

Principle 2

Grope for the stones: run the experiment, then publicise the winners

He did not initiate decollectivisation and he did not oppose it. He let the Xiaogang experiment run, waited for the harvests, made sure the successes were publicised, and only then declared his support. The special economic zones were fenced-off laboratories "separated from the rest of the country by well-guarded borders," and their successes, such as Shenzhen's construction contracts, were carried to fourteen coastal cities.
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From Experiment to Policy

Deng's reforms usually began as local trials before they became national.
Dec 1978
Eighteen Xiaogang households secretly divide the land.
Aug 26, 1979
Four special zones founded, seven months after the Third Plenum.
May 1980
Deng declares support for household contracts once harvests are in.
1984
Deng tours the zones, calls the policy "correct"; fourteen coastal cities opened.
1992
Southern Tour; the "socialist market economy" follows.
Tactic: When you don't know the answer, license contained experiments with clear boundaries, let the results come in, and scale the winners loudly; don't claim a blueprint you don't have.

Principle 3

Read the atmosphere before you move

Vogel calls this the core of his statecraft. Even as paramount leader Deng "was constrained by the political atmosphere among the highest-level officials in Beijing," and on big questions he "avoided moving before he sensed that the political climate would be fully supportive." To read it he relied on a morning pile of fifteen newspapers and ministry reports, and on "the small number of people who dared to speak unpleasant truths to him," including his own children. Having seen the Great Leap's "exaggerated reporting," he "always sought to confirm his information through several channels."
The instrument failed him once, at the worst moment. By 1989 he "no longer had a keen sense of the public mood."
Tactic: Before a major move, test the climate through several independent channels, including people who will tell you what you don't want to hear, and wait until support is in place rather than hoping to build it afterward.

Principle 4

Wrap the heresy in a proverb

"If Deng had simply said 'ideology is unimportant,' he would have provoked enormous controversy, but his 'cat theory' made people smile." "Some people can get rich first" lowered expectations and disarmed envy. "Groping for stones" licensed failure. When conservatives balked at a sunflower-seed seller with more than seven employees, he shrugged: "If we let him go on selling his seeds for a while, will that hurt socialism?" At Xuzhou he quoted Mao to make restoring order look like Maoism.
Tactic: When a change threatens an orthodoxy, frame it in the orthodoxy's own vocabulary or in a homely saying; a proverb travels farther and draws less fire than a manifesto.

Principle 5

Push, consolidate, push again

"On issues where he encountered serious resistance, the most effective approach was to exert some frequent pressure, then wait for things to consolidate, and then push again." That was how he eased out Hua Guofeng over three years, "allowing others to adjust before he pushed again." It was how he handled Moscow, waiting "until the Soviets were overextended and thus willing to normalize relations on China's terms." What could not be solved at all he left alone. On the Senkaku Islands he said that later generations, "who would be wiser," could solve the problem.
Tactic: Against entrenched resistance, advance in increments, let each gain settle before the next push, and shelve the issues that can't be won now instead of spending capital on them.

Principle 6

Take the gun, and give away the crown

He "never even became chairman of the party or premier," yet held "effective control over the important levers of power." He kept the chairmanship of the Military Commission after giving up every other post, worked through Yang Shangkun, and put former Second Field Army subordinates in charge of the Beijing Garrison. He built a fresh Secretariat inside Zhongnanhai rather than trying to reform an old ministry: "It would be easier to start with a fresh organizational structure than to send one or two leading officials to an old organization." Tokugawa Ieyasu ran a similar arrangement from his retirement castle, nearly four centuries earlier.
The arrangement had a cost. "When Deng's policies proved unpopular or mistaken, subordinates were ordinarily expected to take responsibility."
Tactic: Hold the one lever that decides contests of force or money, let others hold the titles and the meetings, and when an old structure resists, build a new one beside it rather than fighting it from inside.

Principle 7

When you fall, submit, wait and think

After each purge he signed whatever loyalty formula was needed: the self-criticisms of 1933, the letters from Jiangxi in 1971 and 1972, the thanks to Mao in 1976, the praise of Hua in 1977. Each bought time without committing him to anything he later had to honour. Three years after writing that the Cultural Revolution "saved someone like me," he refused to endorse it.
Pantsov calls it hypocrisy: "such fundamental virtues as human dignity, pride, and principle meant nothing to him." Vogel calls it tactics. Either way, each exile also became a sabbatical. "He did not dwell on what might have been or who was at fault for past errors; as in bridge, which he played regularly, he was ready to play the hand he was dealt."
Tactic: After a defeat, make the concessions that keep you in the game, refuse the ones that would bind your future, and use the enforced pause to think through what you will do when you return.

Principle 8

Admit backwardness out loud, and ask the critic what he wants

"We are very poor. We are very backward... We have a lot to learn," he told four hundred Japanese reporters. Saying it in public made learning from foreigners respectable at home. With Lee Kuan Yew he went further. Told that his own propaganda was the problem, he asked, "What do you... want us to do?", and acted on the answer. He would take ideas "from anywhere in the world, regardless of the country's political system," while insisting that "no alien system could fit the unique needs of China."
Tactic: State the gap honestly and publicly before you try to close it, and when a credible outsider tells you that you are the problem, ask for the specific fix rather than defending yourself.

Principle 9

Keep it in your head; think alone, then speak once

The Shanghai underground taught him to leave no paper trail, and the habit saved him from the 1968 case team. "Before important events, Deng liked to spend time thinking quietly by himself." He had "a well-earned reputation, even within his family, for not being very talkative," and he husbanded his words so that when he did speak, "listeners had a clear notion of what their responsibilities were." At eighty-seven his advice was the same: "You should do more and talk less."
Tactic: Do your thinking privately and finish it before the meeting; then say less, more clearly, so that the people who hear you know exactly what they are responsible for.

Principle 10

Build the machinery that retires your own generation

He called "life tenure in leading posts" an "institutional defect," and he did not simply denounce it. He paid for the old cadres' retirement with housing, recreation centres and cars, built a mandatory retirement age, and created a Central Advisory Commission that was designed to die with its members and was abolished in 1992. He resigned his own party posts in 1987. He restored entrance examinations and retrained 4.45 million underqualified "specialists," replacing patronage with merit.
The machinery had a limit he never closed: he kept real power long after he had given up the posts.
Tactic: If an old guard is blocking renewal, make leaving attractive and automatic rather than humiliating, and put a sunset date on any body you create to ease the transition.

Principle 11

Count the cost of order

"He vividly remembered the chaos of the civil war and the Cultural Revolution and believed that social order in China was fragile; when he judged that it was at risk, he would respond forcefully." The principle runs from the Southwest executions through Wei Jingsheng and the Four Cardinal Principles to June Fourth. "Once Deng announced a decision, he did not weaken his authority by admitting to errors," which is why he would not withdraw the April 26 editorial, and why he never admitted the crackdown was a mistake. "When he judged that it was in the interest of the party, he would remove even those who had dedicated themselves to him," including Hu Yaobang and Zhao Ziyang.
This is not a principle to emulate. It is the one to watch for in yourself and in others, because it is the same pragmatism as the yellow cat, pointed at people. Lyndon B. Johnson, another master of the room, shows the same pattern: the skill that achieves the reform is the skill that justifies the cost.
Tactic: When you find yourself refusing to reverse a decision because reversal would look weak, treat that as a warning sign; authority that cannot admit error eventually spends lives or careers to protect itself.

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Part IIIMaxims

  • Keep the needle, show the cotton. He dressed hard decisions in folksy proverbs, but he never softened the decision itself.
  • A good cat is one that catches mice. Judge an arrangement by results, not by its ideological colour.
  • Grope for the stones; don't pretend to have a bridge. Experiment locally, and widen only what works.
  • When you fall, walk in circles and think. Three purges, and each became a sabbatical.
  • Sign the letter; keep the plan. He wrote that the Cultural Revolution "saved someone like me," and three years later refused to endorse it.
  • Take the gun, and give away the crown. No chairmanship, no premiership, and still the paramount leader.
  • Let the peasants go first, then take the credit. Being cautious about the first move was part of how he survived.
  • Admit backwardness out loud. "We are very poor. We are very backward."
  • Push, pause, and push again. Hua Guofeng was eased out over three years, not overthrown in a day.
  • Talk less, do more. "If you don't have something to say, keep your mouth shut."
  • Count the bodies your order will cost. He foresaw that bloodletting would "probably be impossible to avoid," and he never admitted the crackdown was a mistake.

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